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Duff Scott K. 4

Accession 0000899243-19-005499

CIK 0001021860other

View on SEC.gov Company Profile

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 6:18 PM ET

Size

15.5 KB

Accession

0000899243-19-005499

Insider Transaction Report

Form 4

Period: 2019-02-27

NATIONAL OILWELL VARCO INCNOV

VP, Corp. Controller, CAO

Transactions

Tax Payment
Common Stock
2019-02-27$28.72/sh−6,833$196,244→ 47,265 total
Award
Common Stock
2019-02-27+18,802→ 66,067 total
Sale
Common Stock
2019-02-28$28.02/sh−15,125$423,784→ 50,942 total
Award
Common Stock
2019-02-27+24,250→ 54,098 total
Award
Non-Qualified Stock Option (right to buy)
2019-02-27+59,341→ 59,341 total
Exercise: $28.72Exp: 2029-02-28→ Common Stock (59,341 underlying)
Tax Payment
Common Stock
2019-02-28$28.14/sh−2,221$62,499→ 48,721 total

Holdings

Common Stock
(indirect: By 401(k))
5,892

Footnotes (7)

[F1]Represents the total number of shares that vested from the performance share awards granted to Mr. Duff on February 24, 2016.
[F2]Represents the number of shares withheld from the vesting of the performance share awards granted to Mr. Duff on February 24, 2016 to satisfy tax withholding liability.
[F3]An equity award of time-based restricted stock pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.83 to $ 28.17, inclusive.
[F5]Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 28, 2018) to satisfy tax withholding liability.
[F6]Represents the number of shares equivalent of NOV common stock held by Mr. Duff under the National Oilwell Varco, Inc. 401(k) Plan. The information in this report is based on Mr. Duff's account balance as of February 27, 2019.
[F7]The option, awarded pursuant to the Issuer's 2018 Long-Term Incentive Plan, representing a right to purchase a total of 59,341 shares, will become exercisable in three equal annual installments beginning on February 27, 2020, which will be the first anniversary of the date on which the option was granted.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

NATIONAL OILWELL VARCO INC

CIK 0001021860

Entity typeother

Related Parties

1

filerCIK 0001614165

Filing Metadata

Form type: 4
Filed: Feb 28, 7:00 PM ET
Accepted: Mar 1, 6:18 PM ET
Size: 15.5 KB

View on SEC.gov