Bloch Stephen M 4
4 · Liquidia Technologies Inc · Filed Mar 4, 2019
Insider Transaction Report
Form 4
Bloch Stephen M
Director
Transactions
- Exercise of In-Money
Common Stock
2019-03-04$0.01/sh+34,378$344→ 2,597,681 total(indirect: See footnote) - Exercise of In-Money
Warrant to purchase Common Stock
2019-03-04−34,378→ 0 total(indirect: See footnote)Exercise: $0.01From: 2017-01-09Exp: 2026-12-31→ Common Stock (34,378 underlying)
Footnotes (2)
- [F1]Transactions exempt pursuant to Rule 16b-6(b).
- [F2]The securities are held directly by Canaan VIII L.P. ("Canaan LP"). Canaan Partners VIII LLC ("Canaan LLC" and together with Canaan LP, the "Canaan Entities") is the sole general partner of Canaan LP. Investment and voting decisions with respect to the securities held by Canaan LP are made by the managers of Canaan LLC, collectively. Dr. Bloch disclaims beneficial ownership of the securities held by the Canaan Entities, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan LLC.