Guggenheim Greta 4
4 · TPG RE Finance Trust, Inc. · Filed Jul 3, 2019
Insider Transaction Report
Form 4
Guggenheim Greta
DirectorCEO & President
Transactions
- Other
Class A Common Stock
2019-07-01$19.28/sh−29,269$564,306→ 40,404 total→ Common Stock (29,269 underlying)
Holdings
- 13,411(indirect: See explanation of responses)
Class A Common Stock
→ Common Stock (13,411 underlying) - 20,922.96(indirect: See explanation of responses)
Class A Common Stock
→ Common Stock (20,922.96 underlying)
Footnotes (4)
- [F1]Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock").
- [F2]On July 1, 2019, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, withheld 29,269 shares of Class A Common Stock from Ms. Greta Guggenheim for payment of the tax liability incident to the vesting of shares of Class A Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager.
- [F3]TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A Common Stock, including 20,922.96 shares of Class A Common Stock indirectly beneficially owned by Ms. Guggenheim (through her limited partnership interest in TPG RE Finance Trust Equity).
- [F4]Represents shares of Class A Common Stock that have been awarded by the Manager to Ms. Guggenheim in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Guggenheim.