Polle Gregg 4
4 · EMPIRE RESORTS INC · Filed Jul 19, 2019
Insider Transaction Report
Form 4
Polle Gregg
Director
Transactions
- Award
Common Stock
2019-07-17−6,400→ 38,576 total - Exercise/Conversion
Restricted Stock Units
2019-07-17−6,400→ 0 total→ Common Stock, par value $.01 per share (6,400 underlying)
Footnotes (2)
- [F1]Represents shares of common stock of Empire Resorts, Inc. (the "Company") issued upon accelerated vesting of restricted stock units ("RSUs") granted to Mr. Polle on May 6, 2019 under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), as a result of Mr. Polle's resignation from the Company on July 17, 2019 (the "Resignation Date").
- [F2]Each RSU represented a contingent right to receive one (1) share of common stock of the Company.