4//SEC Filing
Bloch Stephen M 4
Accession 0000899243-20-000969
CIK 0001330436other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 4:23 PM ET
Size
5.7 KB
Accession
0000899243-20-000969
Insider Transaction Report
Form 4
Bloch Stephen M
Director
Transactions
- Award
Common Stock
2019-12-27$3.13/sh+319,488$999,997→ 2,917,169 total(indirect: See footnote)
Footnotes (2)
- [F1]Canaan VIII L.P. ("Canaan LP") acquired 319,488 shares of the Issuer's common stock at the closing of a private placement pursuant to the Common Stock Purchase Agreement, dated December 23, 2019 the ("CSPA"), by and among the Issuer, Canaan LP, and various other investors named therein. Transaction exempt pursuant to Rule 16b-3.
- [F2]The securities are held directly by Canaan VIII L.P. ("Canaan LP"). Canaan Partners VIII LLC ("Canaan LLC" and together with Canaan LP, the "Canaan Entities") is the sole general partner of Canaan LP. Investment and voting decisions with respect to the securities held by Canaan LP are made by the managers of Canaan LLC, collectively. Dr. Bloch disclaims beneficial ownership of the securities held by the Canaan Entities, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan LLC.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
Related Parties
1- filerCIK 0001400308
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 4:23 PM ET
- Size
- 5.7 KB