Elliott Thomas C 4
4 · Exantas Capital Corp. · Filed Jan 23, 2020
Insider Transaction Report
Form 4
Elliott Thomas C
Executive Vice President
Transactions
- Award
Common Stock
2020-01-21+8,445→ 117,279 total
Holdings
- 187(indirect: As UGMA Custodian)
Common Stock
- 187(indirect: As UGMA Custodian)
Common Stock
Footnotes (3)
- [F1]The Reporting Person has been granted 8,445 shares of restricted stock under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 21, 2021.
- [F2]24,476 shares remain subject to vesting.
- [F3]The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.