3x5 Special Opportunity Fund, L.P. 4/A
4/A · VAPOTHERM INC · Filed Jan 24, 2020
Insider Transaction Report
Form 4/AAmended
VAPOTHERM INCVAPO
3x5 Special Opportunity Fund, L.P.
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2018-11-16−500,000→ 0 total→ Common Stock (500,000 underlying) - Conversion
Series B Convertible Preferred Stock
2018-11-16−285,714→ 0 total→ Common Stock (285,714 underlying) - Conversion
Series C Convertible Preferred Stock
2018-11-16−264,244→ 0 total→ Common Stock (264,244 underlying) - Conversion
Common Stock
2018-11-16+1,049,958→ 1,049,958 total
Footnotes (1)
- [F1]Upon closing of the Issuer's initial public offering, each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into one share of Common Stock without payment or further consideration. There was no expiration date for the Series A Convertible Preferred Stock, the Series B Convertible Preferred Stock or the Series C Convertible Preferred Stock.