Kagimoto Tadahisa 4
4 · ATHERSYS, INC / NEW · Filed Apr 2, 2020
Insider Transaction Report
Form 4
Kagimoto Tadahisa
Director10% Owner
Transactions
- Other
Warrant (right to purchase)
2020-04-02+4,000,000→ 0 total(indirect: Healios)From: 2018-06-06Exp: 2020-09-01→ Common Stock (4,000,000 underlying) - Other
Common Stock
2020-04-02$1.76/sh+4,000,000$7,040,000→ 16,000,000 total(indirect: Healios) - Other
Common Stock
2018-03-13$1.76/sh+12,000,000$21,120,000→ 12,000,000 total(indirect: Healios)
Footnotes (3)
- [F1]Represents 12,000,000 shares of Common Stock. See "Remarks".
- [F2]Represents tranche of the Warrant providing the right to purchase up to 4,000,000 shares of Common Stock. See "Remarks".
- [F3]Greater of $1.76 and 110% of the average closing price per share of Common Stock for the 10 trading days immediately preceding (but not including) the date the Warrant is exercised.