4//SEC Filing
GREEN JOHN B 4
Accession 0000899243-20-010623
CIK 0001399529other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 8:13 PM ET
Size
13.6 KB
Accession
0000899243-20-010623
Insider Transaction Report
Form 4
GREEN JOHN B
Interim CFO
Transactions
- Exercise/Conversion
Common Stock
2020-04-07$2.97/sh+12,968$38,515→ 39,890 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-04-07−7,501→ 211,999 totalExercise: $5.45Exp: 2026-04-14→ Common Stock (7,501 underlying) - Exercise/Conversion
Common Stock
2020-04-07$5.45/sh+7,501$40,880→ 26,922 total - Sale
Common Stock
2020-04-07$19.95/sh−20,469$408,357→ 19,421 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-04-07−12,968→ 14,063 totalExercise: $2.97Exp: 2027-01-03→ Common Stock (12,968 underlying)
Footnotes (5)
- [F1]Includes shares acquired under the DRNA 2014 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- [F2]The reporting person sold an aggregate of 20,469 shares of common stock on April 7, 2020 (the "Shares Sold") as reported in this Form 4. The Shares Sold represent 3.11% of 659,052 shares of common stock, which is the number of shares of common stock owned by the reporting person prior to the Shares Sold transactions reported in this Form 4, as well as shares issuable upon exercise or settlement of vested and unvested options and restricted stock units held by the reporting person as of the date of this report.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2019.
- [F4]The option vested 25% after the first year anniversary of the vesting start date of April 14, 2016 and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject in each case to the reporting person's continued service with the issuer through the applicable vesting date.
- [F5]The option vests in 48 monthly installments over the four-year period starting on the last day of January 2017, subject in each case to the reporting person's continued service with the issuer through the applicable vesting date.
Documents
Issuer
Dicerna Pharmaceuticals Inc
CIK 0001399529
Entity typeother
Related Parties
1- filerCIK 0001243847
Filing Metadata
- Form type
- 4
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 8:13 PM ET
- Size
- 13.6 KB