3x5 Partners, LLC 4
4 · VAPOTHERM INC · Filed Aug 14, 2020
Insider Transaction Report
Form 4
VAPOTHERM INCVAPO
3x5 Partners, LLC
10% Owner
Transactions
- Other
Common Stock
2020-08-12−209,992→ 839,966 total(indirect: By 3x5 Special Opportunity Fund, L.P.) - Other
Common Stock
2020-08-12−442,806→ 1,771,225 total(indirect: By LLC) - Other
Common Stock
2020-08-12+2,625→ 2,625 total(indirect: By Arnerich 3x5 Special Opportunity Managers, L.P.)
Holdings
- 30,000
Common Stock
Footnotes (5)
- [F1]Pro rata distribution of shares held by 3x5 Special Opportunity Fund, L.P to its general partners and limited partners.
- [F2]The Reporting Person is a member of 3x5 Special Opportunity Partners, LLC. 3x5 Special Opportunity Partners, LLC is the general partner of 3x5 Special Opportunity Fund, L.P., the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
- [F3]Pro rata distribution of shares held by Vapotherm Investors, LLC to its members.
- [F4]The Reporting Person is the managing member of Vapotherm Investors, LLC, the direct beneficial owner of these securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.
- [F5]The Reporting Person is the general manager of Arnerich 3x5 Special Opportunity Managers, L.P. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.