|4Oct 30, 8:17 PM ET

Baird Gilbert L. III 4

4 · TheRealReal, Inc. · Filed Oct 30, 2020

Insider Transaction Report

Form 4
Period: 2020-10-28
Transactions
  • Award

    Common Stock

    2020-10-28+10,35410,354 total
Holdings
  • Common Stock

    (indirect: by PWP Growth Equity)
    7,450,330
Footnotes (2)
  • [F1]Includes 5,785,182 shares held by PWP Growth Equity Fund II LP and 1,665,148 shares held by PWP Growth Equity Fund II B LP (collectively, the "Funds"). On June 15, 2020, the Funds were spun off from Perella Weinberg Partners Capital Management LP and, as a result of the spin-off and the separation agreement signed in connection therewith, investing, management and voting control over the shares reported herein transferred to GreyLion Capital LP (the "Separation"). In connection with the Separation, sole voting, management and investment control was delegated to GreyLion Capital LP. GreyLion Capital GP LLC is the general partner of GreyLion Capital LP (together with its affiliates, "GreyLion"). David Ferguson and Gilbert Baird are members of the GreyLion investment committee and control voting and investment decisions related to the shares reported herein.
  • [F2](continued from footnote 1) As a result, the Reporting Person may be deemed to beneficially own and share voting, investment and dispositive power with respect to the shares held by the Funds. The Reporting Person disclaims beneficial ownership of such shares within the meaning of Rule 16a-1(a)(2) promulgated pursuant to the Exchange Act, except to the extent of his proportionate pecuniary interest therein, if any.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION