Home/Filings/4/0000899243-20-030974
4//SEC Filing

PHILLIPS D MARTIN 4

Accession 0000899243-20-030974

CIK 0001600470other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 4:05 PM ET

Size

8.9 KB

Accession

0000899243-20-030974

Insider Transaction Report

Form 4
Period: 2020-11-13
PHILLIPS D MARTIN
Director10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2020-11-1331,5150 total
  • Disposition to Issuer

    Common Stock

    2020-11-1314,051,9040 total(indirect: See Footnotes)
Footnotes (5)
  • [F1]On November 13, 2020, pursuant to the Agreement and Plan of Merger dated as of August 12, 2020 (the "Merger Agreement"), by and among Montage Resources Corporation (the "Issuer") and Southwestern Energy Company ("Southwestern"), the Issuer merged with and into Southwestern, with Southwestern continuing as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, each issued and outstanding share of common stock of the Issuer, par value $0.01 per share, outstanding as of immediately prior to the effective time of the Merger was converted into the right to receive 1.8656 shares of Southwestern common stock, par value $0.01 per share ("Southwestern Common Stock").
  • [F2]On November 12, 2020 (the day prior to the effective time of the Merger), the closing price of one share of Southwestern Common Stock was $2.86.
  • [F3]These securities were collectively directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"), EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"), EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX") and TPR Residual Assets, LLC ("TPR Residual").
  • [F4](Continued from Footnote 2) TPR Residual is member-managed by EnCap Fund IX. EnCap Partners GP, LLC ("EnCap Partners GP") is the sole general partner of EnCap Partners, LP, which is the managing member of EnCap Investments Holdings, LLC, which is the sole member of EnCap Investments GP, L.L.C., which is the sole general partner of EnCap Investments L.P. EnCap Investments L.P. is the sole general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"). EnCap Fund VIII GP is the sole general partner of each of EnCap Fund VIII and EnCap Fund VIII Co-Invest. EnCap Fund IX GP is the sole general partner of EnCap Fund IX.
  • [F5](Continued from Footnote 3) The Reporting Person is a Managing Partner of EnCap Partners GP and therefore may be deemed to have beneficially owned the reported securities.

Issuer

Montage Resources Corp

CIK 0001600470

Entity typeother

Related Parties

1
  • filerCIK 0001142791

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:05 PM ET
Size
8.9 KB