Byrne Thomas Farrell II 4
4 · Vera Bradley, Inc. · Filed Dec 16, 2020
Insider Transaction Report
Form 4
Byrne Thomas Farrell II
10% Owner
Transactions
- Sale
Common Stock
2020-12-15$7.65/sh−23,134$176,975→ 445,557 total(indirect: By Trust) - Sale
Common Stock
2020-12-14$7.47/sh−26,866$200,689→ 468,691 total(indirect: By Trust)
Holdings
- 34,065(indirect: By Trust)
Common Stock
- 63,369(indirect: By Foundation)
Common Stock
- 2,276,867(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The prices reported are weighted average prices. The shares sold on December 14, 2020 were sold in multiple transactions at prices ranging from $7.38 to $7.57, inclusive, and the shares sold on December 15, 2020 were sold in multiple transactions at prices ranging from $7.35 to $7.83, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]On September 16, 2020, the Thomas F. Byrne, II 2017 Grantor Retained Annuity Trust #1 (the "2017 GRAT") made an annuity payment of 247,033 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Thomas F. Byrne II Revocable Trust (the "Revocable Trust"). The reporting person is the settlor, sole trustee and sole annuitant of the 2017 GRAT and the settlor and sole trustee of the Revocable Trust.
- [F3]The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.