4//SEC Filing
ESL INVESTMENTS, INC. 4
Accession 0000899243-20-034988
CIK 0000350698other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 4:30 PM ET
Size
21.2 KB
Accession
0000899243-20-034988
Insider Transaction Report
Form 4
ESL PARTNERS LP
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2020-12-21−149,957→ 2,095,840 total(indirect: See Footnotes)
Holdings
- 9,663,836
Common Stock, par value $0.01 per share
ESL INVESTMENTS INC
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2020-12-21−149,957→ 2,095,840 total(indirect: See Footnotes)
Holdings
- 9,663,836
Common Stock, par value $0.01 per share
LAMPERT EDWARD S
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2020-12-21−149,957→ 2,095,840 total(indirect: See Footnotes)
Holdings
- 9,663,836
Common Stock, par value $0.01 per share
RBS PARTNERS L P /CT
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share
2020-12-21−149,957→ 2,095,840 total(indirect: See Footnotes)
Holdings
- 9,663,836
Common Stock, par value $0.01 per share
Footnotes (6)
- [F1]Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2020 to redeem all of their interest in Partners.
- [F2]This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.
- [F3]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
- [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F6]Represents Shares directly beneficially owned by Partners.
Issuer
AUTONATION, INC.
CIK 0000350698
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001126396
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 4:30 PM ET
- Size
- 21.2 KB