4//SEC Filing
Bratton Capital Inc. 4
Accession 0000899243-20-035043
CIK 0001714899other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 6:44 PM ET
Size
14.6 KB
Accession
0000899243-20-035043
Insider Transaction Report
Form 4
Neuro Line Partners LP
10% Owner
Transactions
- Other
Common Stock
2020-12-21−383,411→ 0 total(indirect: By Neuro Line Partners, L.P.)
Holdings
- 12,201,634(indirect: By AKDL, L.P.)
Common Stock
BRATTON DOUGLAS K
10% Owner
Transactions
- Other
Common Stock
2020-12-21−383,411→ 0 total(indirect: By Neuro Line Partners, L.P.)
Holdings
- 12,201,634(indirect: By AKDL, L.P.)
Common Stock
Bratton Capital Management, L.P.
10% Owner
Transactions
- Other
Common Stock
2020-12-21−383,411→ 0 total(indirect: By Neuro Line Partners, L.P.)
Holdings
- 12,201,634(indirect: By AKDL, L.P.)
Common Stock
Bratton Capital Inc.
10% Owner
Transactions
- Other
Common Stock
2020-12-21−383,411→ 0 total(indirect: By Neuro Line Partners, L.P.)
Holdings
- 12,201,634(indirect: By AKDL, L.P.)
Common Stock
Footnotes (5)
- [F1]Represents a pro rata in-kind distribution of shares of common stock of Denali Therapeutics Inc. from Neuro Line Partners, L.P. ("Neuro Line") to limited partners of Neuro Line without consideration, including to an entity controlled by Douglas K. Bratton.
- [F2]These shares of common stock of the Issuer were held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton had voting and investment power over all securities that were held by Neuro Line.
- [F3](Continued from footnote 2) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may have been deemed to have had a pecuniary interest in a portion of the securities that were held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may have been deemed to have had a pecuniary interest in a portion of the securities that were held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each have been deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.
- [F4]These shares of common stock of the Issuer are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL.
- [F5](Continued from footnote 4) Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.
Issuer
Denali Therapeutics Inc.
CIK 0001714899
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001723783
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 6:44 PM ET
- Size
- 14.6 KB