313 Acquisition LLC 4
4 · Vivint Smart Home, Inc. · Filed Jan 20, 2021
Insider Transaction Report
Form 4
313 Acquisition LLC
10% Owner
Transactions
- Other
Class A Common Stock
2021-01-17−2,557,296→ 104,808,958 total(indirect: See Footnotes) - Other
Class A Common Stock
2021-01-19−119,116→ 104,689,842 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Reflects a distribution of shares of Class A common stock of the Issuer ("Class A Common Stock") by 313 Acquisition LLC to certain members in connection with the redemption of interests in 313 Acquisition LLC by such members.
- [F2]Reflects a distribution of shares of Class A Common Stock by 313 Acquisition LLC to a member in connection with the redemption of interests in 313 Acquisition LLC by such member.
- [F3]Reflects shares of Class A Common Stock directly held by 313 Acquisition LLC. 313 Acquisition LLC is managed by a board of managers and Blackstone Capital Partners VI L.P. ("BCP VI"), as managing member.
- [F4]Blackstone Management Associates VI L.L.C. is the general partner of BCP VI. BMA VI L.L.C. is the sole member of Blackstone Management Associates VI L.L.C. Blackstone Holdings III L.P. is the managing member of BMA VI L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
- [F5]The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein.