|4Feb 3, 5:00 PM ET

Davis Richard Loren 4

4 · Triumph Bancorp, Inc. · Filed Feb 3, 2021

Insider Transaction Report

Form 4
Period: 2020-10-27
Transactions
  • Gift

    Common Stock

    2020-12-1819562,734 total
  • Gift

    Common Stock

    2020-10-276062,929 total
  • Award

    Common Stock

    2021-02-01+38763,121 total
Holdings
  • Depository Shares

    20,000
  • Common Stock

    (indirect: By Trust)
    75,979
  • Common Stock

    (indirect: By Trust)
    75,979
Footnotes (6)
  • [F1]Represents a gift by the reporting person to a 501(c)(3) charitable organization.
  • [F2]Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
  • [F3]Consists of (i) 21,734 shares of beneficially owned by reporting person and (ii) 41,387 shares of common stock jointly held with reporting person spouse Sheree Davis.
  • [F4]These 75.979 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F5]These 75.979 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F6]Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION