Rothman James 4
4 · Berkeley Lights, Inc. · Filed Mar 5, 2021
Insider Transaction Report
Form 4
Rothman James
Director
Transactions
- Exercise/Conversion
Common Stock
2020-08-03$2.50/sh+125,000$312,500→ 125,000 total - Exercise/Conversion
Common Stock
2020-08-03$2.54/sh+250,000$635,000→ 375,000 total - Sale
Common Stock
2021-03-03$60.06/sh−52,245$3,137,777→ 322,755 total - Sale
Common Stock
2021-03-03$60.81/sh−13,711$833,701→ 309,044 total - Sale
Common Stock
2021-03-03$60.03/sh−6,044$362,797→ 303,000 total - Sale
Common Stock
2021-03-04$54.20/sh−2,254$122,167→ 300,746 total - Sale
Common Stock
2021-03-04$57.26/sh−1,901$108,845→ 298,845 total - Sale
Common Stock
2021-03-04$53.23/sh−11,152$593,656→ 287,693 total - Sale
Common Stock
2021-03-04$53.85/sh−8,848$476,429→ 278,845 total - Exercise/Conversion
Stock Option
2020-08-03−125,000→ 125,000 totalExercise: $2.50Exp: 2026-05-01→ Common Stock (125,000 underlying) - Exercise/Conversion
Stock Option
2020-08-03−250,000→ 375,000 totalExercise: $2.54Exp: 2027-04-13→ Common Stock (250,000 underlying)
Footnotes (9)
- [F1]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $60.50. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $60.51 to $61.50. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.58 to $62.355. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.04 to $54.43. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.58. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.72 to $53.71. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.74 to $53.94. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The stock option is fully vested.
- [F9]The stock option is fully vested.