Ospraie Management, LLC 4
4 · MARRONE BIO INNOVATIONS INC · Filed Mar 16, 2021
Insider Transaction Report
Form 4
Ospraie Ag Science LLC
Director10% OwnerOther
Transactions
- Exercise/Conversion
Warrant
2021-03-15−4,264,299→ 0 totalExercise: $0.75From: 2020-04-29Exp: 2021-03-15→ Common Stock (4,264,299 underlying) - Exercise/Conversion
Common Stock, $0.00001 par value
2021-03-15$0.75/sh+4,264,299$3,198,224→ 67,282,675 total
Footnotes (3)
- [F1]On March 15, 2021, Ospraie Ag Science LLC ("Ospraie LLC") exercised warrants to purchase Common Stock of Marrone Bio Innovations, Inc. (the "Issuer") and purchased the 4,264,299 shares of Issuer Common Stock underlying such warrants.
- [F2]Ospraie Management, LLC ("Ospraie Management") is the investment manager of Ospraie LLC and has been delegated voting and investment power and thus beneficial ownership of the shares of Common Stock of the Issuer and warrants to purchase shares of Common Stock of the Issuer held by Ospraie LLC. Ospraie Holding I, LP ("Ospraie Holding") may be deemed to beneficially own the shares of Common Stock of the Issuer and warrants to purchase shares of Common Stock of the Issuer held by Ospraie LLC as the managing member of Ospraie Management. Ospraie Management, Inc. ("Ospraie Inc.") may be deemed to beneficially own the shares of Common Stock of the Issuer and warrants to purchase Common Stock of the Issuer held by Ospraie LLC as the general partner of Ospraie Holding.
- [F3](continued from footnote 2) Dwight Anderson may be deemed to beneficially own the shares of Common Stock of the Issuer and warrants to purchase Common Stock of the Issuer held by Ospraie LLC as the Managing Principal of Ospraie Management, the sole owner of Ospraie Inc. and the sole managing member of Ospraie LLC. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.