Roney Patrick A 4
4 · Vintage Wine Estates, Inc. · Filed Feb 4, 2022
Insider Transaction Report
Form 4
Roney Patrick A
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2022-02-02+430,280→ 430,280 total
Holdings
- 125,000(indirect: By IRA)
Common Stock
- 6,516,072(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 25% of the RSUs vest on 08/02/2023, and 25% vest on each of 02/02/2024, 02/02/2025 and 02/02/2026.
- [F2]Includes 430,280 RSUs.
- [F3]Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.