Sebastiani Jonathan 4
4 · Vintage Wine Estates, Inc. · Filed Apr 11, 2022
Insider Transaction Report
Form 4
Sebastiani Jonathan
DirectorOther
Transactions
- Award
Common Stock
2022-04-07+7,072→ 7,072 total
Holdings
- 1,134,946(indirect: By Sonoma Brands entities)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 04/07/2023.
- [F2]Includes 7,072 RSUs.
- [F3]Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.