Caldwell Mill Opportunity Fund, LLC 4
4 · REALNETWORKS INC · Filed May 27, 2022
Insider Transaction Report
Form 4
REALNETWORKS INCRNWK
Caldwell Mill Opportunity Fund, LLC
10% Owner
Transactions
- Purchase
Common Stock
2022-05-25$0.60/sh+116,715$70,029→ 2,260,456 total - Purchase
Common Stock
2022-05-26$0.63/sh+128,496$80,952→ 2,388,952 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.59 to $0.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]These securities are owned indirectly by Thomas Satterfield and directly by the reporting entity, which may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934, as amended, consisting of (i) Thomas Satterfield, (ii) Rebecca S. Satterfield, (iii) Tomsat Investment & Trading Co., Inc., (iv) A.G. Family L.P, and (v) the reporting entity. Such reporting entity disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by it.
- [F3]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.63 to $0.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.