4//SEC Filing
Chau Hoi Shuen Solina Holly 4
Accession 0000899243-22-032394
CIK 0001386570other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 8:34 AM ET
Size
10.9 KB
Accession
0000899243-22-032394
Insider Transaction Report
Form 4
ChromaDex Corp.CDXC
Chau Hoi Shuen Solina Holly
10% Owner
Transactions
- Purchase
Common Stock
2022-09-30$1.25/sh+960,000$1,200,000→ 7,885,641 total(indirect: See Footnotes)
Dvorak International Ltd
10% Owner
Transactions
- Purchase
Common Stock
2022-09-30$1.25/sh+960,000$1,200,000→ 7,885,641 total(indirect: See Footnotes)
Pioneer Step Holdings Ltd
10% Owner
Transactions
- Purchase
Common Stock
2022-09-30$1.25/sh+960,000$1,200,000→ 7,885,641 total(indirect: See Footnotes)
Footnotes (3)
- [F1]Pioneer Step Holdings Limited ("Pioneer Step") has agreed to purchase 960,000 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated September 30, 2022 by and among the Issuer, Pioneer Step and other purchasers named therein.
- [F2]Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step, (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, and Skyinvest Associates.
- [F3](continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associes, except to the extent of her pecuniary interest therein, if any.
Issuer
ChromaDex Corp.
CIK 0001386570
Entity typeother
Related Parties
1- filerCIK 0001687026
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 8:34 AM ET
- Size
- 10.9 KB