4//SEC Filing
Springer David 4
Accession 0000899243-22-033018
CIK 0001828161other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 4:32 PM ET
Size
23.9 KB
Accession
0000899243-22-033018
Insider Transaction Report
Form 4
FTC Solar, Inc.FTCI
Springer David
Director
Transactions
- Sale
Common Stock
2022-10-03$3.13/sh−62,306$195,018→ 6,350,806 total - Sale
Common Stock
2022-10-03$3.13/sh−2,307$7,221→ 343,076 total(indirect: By Trust) - Sale
Common Stock
2022-10-04$3.31/sh−62,306$206,233→ 6,288,500 total - Sale
Common Stock
2022-10-04$3.31/sh−2,308$7,639→ 340,768 total(indirect: By Trust) - Sale
Common Stock
2022-10-03$3.13/sh−2,308$7,224→ 343,075 total(indirect: By Trust) - Sale
Common Stock
2022-10-03$3.13/sh−2,307$7,221→ 343,075 total(indirect: By Trust) - Sale
Common Stock
2022-10-04$3.31/sh−2,307$7,636→ 340,768 total(indirect: By Trust) - Sale
Common Stock
2022-10-04$3.31/sh−2,307$7,636→ 340,768 total(indirect: By Trust)
Holdings
- 1,168,501(indirect: By Trust)
Common Stock
- 1,200,000(indirect: By Trust)
Common Stock
- 329,866(indirect: By Trust)
Common Stock
Footnotes (9)
- [F1]Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.
- [F2]Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
- [F4]These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
- [F6]Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F7]These shares are owned directly by the DS 2021 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2021 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
- [F8]These shares are owned directly by the DS 2022 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2022 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
- [F9]These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
Documents
Issuer
FTC Solar, Inc.
CIK 0001828161
Entity typeother
Related Parties
1- filerCIK 0001684056
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 4:32 PM ET
- Size
- 23.9 KB