4//SEC Filing
HOCHBERG STEVEN 4
Accession 0000899243-22-035582
CIK 0001418076other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 8:16 PM ET
Size
7.7 KB
Accession
0000899243-22-035582
Insider Transaction Report
Form 4
HOCHBERG STEVEN
Director
Transactions
- Purchase
Common Stock
2022-11-10$13.97/sh+6,858$95,841→ 11,858 total(indirect: See Footnote) - Sale
Common Stock
2022-11-08$13.71/sh−14,850$203,663→ 5,742 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 8, 2022 is based on prices ranging from a low of $13.6300 per share to a high of $13.8000 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 10, 2022 is based on prices ranging from a low of $13.9340 per share to a high of $14.0000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.
- [F3]11,858 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 11,858 shares held by the entity for which the reporting person is a managing trustee.
Documents
Issuer
SLR Investment Corp.
CIK 0001418076
Entity typeother
Related Parties
1- filerCIK 0001034123
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 8:16 PM ET
- Size
- 7.7 KB