HOCHBERG STEVEN 4
4 · SLR Investment Corp. · Filed Nov 18, 2022
Insider Transaction Report
Form 4
HOCHBERG STEVEN
Director
Transactions
- Sale
Common Stock
2022-11-16$14.01/sh−3,000$42,038→ 2,742 total
Holdings
- 19,258(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
- [F2]19,258 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee.