Yu Peter 4/A
4/A · Alvarium Tiedemann Holdings, Inc. · Filed Jan 26, 2023
Insider Transaction Report
Form 4/AAmended
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Class A Common Stock
2023-01-20$10.00/sh+25,000$250,000→ 6,459,292 total(indirect: See Footnote) - Other
Class A Common Stock
2023-01-20−420,000→ 6,039,292 total(indirect: See Footnote)
Holdings
- 374,429(indirect: See Footnote)
Class A Common Stock
Footnotes (5)
- [F1]The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported a the total number of shares of the Issuer's Class A common stock held by Pangaea Three, LP.
- [F2]Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
- [F3]The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023 at a price of $9.50 per share, when in fact such transaction occurred on January 20, 2023 at a price of $10.00 per share.
- [F4]Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
- [F5]The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023, when in fact such transaction occurred on January 20, 2023.