Riga Thomas J 4
4 · SPECTRUM PHARMACEUTICALS INC · Filed Feb 1, 2023
Insider Transaction Report
Form 4
Riga Thomas J
Chief Operating Officer
Transactions
- Sale
Common Stock, $0.001 par value
2023-01-30$0.54/sh−69,389$37,748→ 2,008,022 total - Sale
Common Stock, $0.001 par value
2023-01-31$0.66/sh−107,424$70,900→ 1,900,598 total
Holdings
- 14,139(indirect: By 401(k))
Common Stock, $0.001 par value
Footnotes (2)
- [F1]All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
- [F2]This transaction was executed in multiple trades at prices that when rounded to the nearest cent were equal to $0.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.