4//SEC Filing
Faircloth Brian 4
Accession 0000899243-23-003771
CIK 0001814215other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 9:04 PM ET
Size
6.4 KB
Accession
0000899243-23-003771
Insider Transaction Report
Form 4
Nuburu, Inc.BURU
Faircloth Brian
Chief Operating Officer
Transactions
- Award
Common Stock
2023-01-31+515,394→ 515,394 total
Footnotes (3)
- [F1]Consists of securities acquired in connection with transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), pursuant to which Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").
- [F2]Consists of restricted stock units granted January 7, 2022. 1/4th of the total restricted stock units subject to the award will vest on the first trading day on or after February 15, 2023, and thereafter, 1/16th of the restricted stock units will vest on each subsequent quarterly vesting date (consisting of February 15, May 15, August 15, and November 15 of a given year) subject to Mr. Faircloth continuing to serve as a service provider to the Issuer through the applicable vesting date.
- [F3]In connection with the closing of the Business Combination, each outstanding restricted stock unit of Legacy Nuburu, whether vested or unvested, was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing.
Documents
Issuer
Nuburu, Inc.
CIK 0001814215
Entity typeother
Related Parties
1- filerCIK 0001952800
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 9:04 PM ET
- Size
- 6.4 KB