Home/Filings/4/0000899243-23-007067
4//SEC Filing

Bywater David 4

Accession 0000899243-23-007067

CIK 0001713952other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 7:08 PM ET

Size

11.0 KB

Accession

0000899243-23-007067

Insider Transaction Report

Form 4
Period: 2023-03-01
Bywater David
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2023-03-01+214,2861,453,139 total
  • Tax Payment

    Class A Common Stock

    2023-03-01$11.91/sh378,858$4,512,1991,074,281 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-01214,286428,571 total
    Class A Common Stock (214,286 underlying)
  • Award

    Class A Common Stock

    2023-03-01+642,8571,238,853 total
Footnotes (4)
  • [F1]Reflects performance-based restricted stock units previously granted to the Reporting Person, which were certified at target-level performance on March 1, 2023 and upon certification, were deemed earned and vested immediately and settled into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
  • [F3]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units and performance-based restricted stock units described herein.
  • [F4]On March 23, 2022, the Reporting Person was granted 642,857 restricted stock units that vest in three equal annual installments beginning on March 1, 2023.

Issuer

Vivint Smart Home, Inc.

CIK 0001713952

Entity typeother

Related Parties

1
  • filerCIK 0001673823

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 7:08 PM ET
Size
11.0 KB