Yu Peter 4
4 · AlTi Global, Inc. · Filed May 26, 2023
Insider Transaction Report
Form 4
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
- Other
Warrants
2023-05-24−2,118,091→ 1,922,572 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (2,118,091 underlying) - Other
Warrants
2023-05-25−1,290,809→ 631,763 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (1,290,809 underlying)
Footnotes (3)
- [F1]The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672).
- [F2]Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644).
- [F3]Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.