4//SEC Filing
Yu Peter 4
Accession 0000899243-23-014176
CIK 0001838615other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 6:18 PM ET
Size
12.1 KB
Accession
0000899243-23-014176
Insider Transaction Report
Form 4
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
- Other
Warrants
2023-05-26−80,569→ 551,194 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (80,569 underlying) - Other
Warrants
2023-05-30−5,390→ 545,804 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (5,390 underlying)
CGC Sponsor LLC
10% Owner
Transactions
- Other
Warrants
2023-05-26−80,569→ 551,194 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (80,569 underlying) - Other
Warrants
2023-05-30−5,390→ 545,804 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (5,390 underlying)
Pangaea Three-B, LP
10% Owner
Transactions
- Other
Warrants
2023-05-26−80,569→ 551,194 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (80,569 underlying) - Other
Warrants
2023-05-30−5,390→ 545,804 total(indirect: See Footnote)Exercise: $11.50From: 2023-02-02→ Class A Common Stock (5,390 underlying)
Footnotes (3)
- [F1]The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672).
- [F2]Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644).
- [F3]Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001426890
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 6:18 PM ET
- Size
- 12.1 KB