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4//SEC Filing

BARNWELL INDUSTRIES INC 4

Accession 0000899681-17-000199

$BRNCIK 0000010048operating

Filed

Jun 4, 8:00 PM ET

Accepted

Jun 5, 2:41 PM ET

Size

11.6 KB

Accession

0000899681-17-000199

Insider Transaction Report

Form 4
Period: 2017-06-02
KINZLER ALEXANDER C
DirectorPresident and COO
Transactions
  • Award

    Non-qualified Stock Options / SARs

    2009-12-11+125,000125,000 total
    Exercise: $4.32Exp: 2019-12-11Common Stock (125,000 underlying)
  • Will/Inheritance

    Common Stock

    2017-06-02+182,897182,897 total(indirect: By Trust)
  • Award

    Non-qualified Stock Options / SARs

    2007-12-11+100,000100,000 total
    Exercise: $12.92Exp: 2017-12-11Common Stock (100,000 underlying)
Holdings
  • Common Stock

    317,000
  • Common Stock

    (indirect: By Children)
    3,000
Footnotes (3)
  • [F1]Includes the 182,897 shares owned by the R. David Sudarsky Testamentary Charitable Trust, for which Mr. Kinzler serves as co-trustee.
  • [F2]On December 12, 2007, the reporting person was granted non-qualified stock options to purchase 100,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive Plan (the "2007 Award"), which was subject to stockholder approval. The 2008 Equity Incentive Plan and the 2007 Award received stockholder approval on March 3, 2008. All 100,000 shares of common stock have vested.
  • [F3]On December 11, 2009, the reporting person was granted non-qualified stock options to purchase 125,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive Plan (the "2009 Award"). The 2009 Award was granted pursuant to action by the compensation committee of the board of directors of the issuer. All 125,000 shares of common stock have vested.

Issuer

BARNWELL INDUSTRIES INC

CIK 0000010048

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000010048

Filing Metadata

Form type
4
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 2:41 PM ET
Size
11.6 KB