BARNWELL INDUSTRIES INC 4

4 · BARNWELL INDUSTRIES INC · Filed Jun 5, 2017

Form 4

Period: 2017-06-02

DirectorPresident and COO

Transactions

Award
Non-qualified Stock Options / SARs
2009-12-11+125,000→ 125,000 total
Exercise: $4.32Exp: 2019-12-11→ Common Stock (125,000 underlying)
Will/Inheritance
Common Stock
2017-06-02+182,897→ 182,897 total(indirect: By Trust)
Award
Non-qualified Stock Options / SARs
2007-12-11+100,000→ 100,000 total
Exercise: $12.92Exp: 2017-12-11→ Common Stock (100,000 underlying)

Holdings

Footnotes (3)

[F1]Includes the 182,897 shares owned by the R. David Sudarsky Testamentary Charitable Trust, for which Mr. Kinzler serves as co-trustee.
[F2]On December 12, 2007, the reporting person was granted non-qualified stock options to purchase 100,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive Plan (the "2007 Award"), which was subject to stockholder approval. The 2008 Equity Incentive Plan and the 2007 Award received stockholder approval on March 3, 2008. All 100,000 shares of common stock have vested.
[F3]On December 11, 2009, the reporting person was granted non-qualified stock options to purchase 125,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive Plan (the "2009 Award"). The 2009 Award was granted pursuant to action by the compensation committee of the board of directors of the issuer. All 125,000 shares of common stock have vested.

Documents

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