4//SEC Filing
SecureAlert, Inc. 4
Accession 0000900440-13-000067
$TRCKCIK 0001045942operating
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 3:51 PM ET
Size
14.2 KB
Accession
0000900440-13-000067
Insider Transaction Report
Form 4
Borinquen Container Corp
10% Owner
Transactions
- Other
Series D Convertible Preferred Stock
2013-03-01−3,900→ 0 total→ Common Stock (117,000 underlying) - Purchase
Common Stock
2013-03-01+147,500→ 556,637 total - Other
Call Options (obligation to sell)
2013-02-01−1→ 1 totalExercise: $9.53From: 2013-02-01Exp: 2013-02-28→ Common Stock (524,572 underlying) - Expiration
Call Options (obligation to sell)
2013-02-28+1→ 0 totalExercise: $9.53From: 2013-02-01Exp: 2013-02-28→ Common Stock (524,572 underlying)
Gonzalez Hector L
10% Owner
Transactions
- Other
Series D Convertible Preferred Stock
2013-03-01−3,900→ 0 total→ Common Stock (117,000 underlying) - Other
Call Options (obligation to sell)
2013-02-01−1→ 1 totalExercise: $9.53From: 2013-02-01Exp: 2013-02-28→ Common Stock (524,572 underlying) - Expiration
Call Options (obligation to sell)
2013-02-28+1→ 0 totalExercise: $9.53From: 2013-02-01Exp: 2013-02-28→ Common Stock (524,572 underlying) - Purchase
Common Stock
2013-03-01+147,500→ 556,637 total
Footnotes (5)
- [F1]The reporting person received 147,500 shares of common stock in exchange for 3,000 shares of Series D Convertible Preferred Stock in an issuer exchange offer.
- [F2]Share numbers reflect 1-for-200 reverse common stock split subsequent to these transactions.
- [F3]The total shares in Column 5 include 9,289 shares received since the reporting person's last filed Form 4 as dividend payment on Series D COnvertible Preferred Stock held by the reporting person.
- [F4]The Series D Convertible Preferred Stock is convertible at any time at the holder's election and has no expiration date, with each share convertible into 30 shares of common stock.
- [F5]On February 1, 2013, the reporting person entered into a Settlement Agreement and Royalty and Share Buy Back with the issuer and Sapinda Asia Limited pursuant to which among other things the reporting person granted Sapinda Asia Limited the right to purchase all of the reporting person's common stock and Series D Convertible Preferred Stock for $5,000,000 by February 28, 2013. The right to purchase was not exercised and expired on February 28, 2013.
Documents
Issuer
SecureAlert, Inc.
CIK 0001045942
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001045942
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 3:51 PM ET
- Size
- 14.2 KB