LAMPTON NANCY 4

4 · DNP SELECT INCOME FUND INC · Filed Sep 25, 2012

Form 4

Period: 2012-09-21

Director

Transactions

Exercise of In-Money
Common stock
2012-09-21$9.57/sh+7,625$72,971→ 28,625 total(indirect: By Hardscuffle, Inc.)
Exercise of In-Money
Subscription Rights (right to buy)
2012-09-21−7,848→ 0 total
Exercise: $1.20From: 2012-08-23Exp: 2012-09-21→ Common stock (981 underlying)
Exercise of In-Money
Subscription Rights (right to buy)
2012-09-21−61,000→ 0 total(indirect: By Hardscuffle, Inc.)
Exercise: $1.20From: 2012-08-23Exp: 2012-09-21→ Common stock (7,625 underlying)
Exercise of In-Money
Common stock
2012-09-21$9.57/sh+981$9,388→ 8,832 total

Holdings

Common stock
(indirect: By American Life & Accident Ins. Co. of Kentucky)
47,500

Footnotes (3)

[F1]The reporting person is the Chairman and Chief Executive Officer and a shareholder of Hardscuffle, Inc., and as such may be deemed to share voting and investment power over any shares of common stock of the issuer that are owned by Hardscuffle, Inc. or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.
[F2]The reporting person is the Chairman and Chief Executive Officer of American Life and Accident Insurance Company of Kentucky ("American Life") and a shareholder of its parent company, Hardscuffle, Inc., and as such may be deemed to share voting and investment power of any shares of common stock of the issuer that are owned by American Life or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.
[F3]The subscription rights entitle the holder to purchase one new share of common stock for every eight rights held.

Documents

1 file