4//SEC Filing
LAMPTON NANCY 4
Accession 0000902561-12-000037
CIK 0000806628other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 12:08 PM ET
Size
12.5 KB
Accession
0000902561-12-000037
Insider Transaction Report
Form 4
LAMPTON NANCY
Director
Transactions
- Exercise of In-Money
Common stock
2012-09-21$9.57/sh+7,625$72,971→ 28,625 total(indirect: By Hardscuffle, Inc.) - Exercise of In-Money
Subscription Rights (right to buy)
2012-09-21−7,848→ 0 totalExercise: $1.20From: 2012-08-23Exp: 2012-09-21→ Common stock (981 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2012-09-21−61,000→ 0 total(indirect: By Hardscuffle, Inc.)Exercise: $1.20From: 2012-08-23Exp: 2012-09-21→ Common stock (7,625 underlying) - Exercise of In-Money
Common stock
2012-09-21$9.57/sh+981$9,388→ 8,832 total
Holdings
- 47,500(indirect: By American Life & Accident Ins. Co. of Kentucky)
Common stock
Footnotes (3)
- [F1]The reporting person is the Chairman and Chief Executive Officer and a shareholder of Hardscuffle, Inc., and as such may be deemed to share voting and investment power over any shares of common stock of the issuer that are owned by Hardscuffle, Inc. or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.
- [F2]The reporting person is the Chairman and Chief Executive Officer of American Life and Accident Insurance Company of Kentucky ("American Life") and a shareholder of its parent company, Hardscuffle, Inc., and as such may be deemed to share voting and investment power of any shares of common stock of the issuer that are owned by American Life or to have a "pecuniary interest" in them as defined in Rule 16a-1(a)(2). However, the reporting person disclaims beneficial ownership of such shares.
- [F3]The subscription rights entitle the holder to purchase one new share of common stock for every eight rights held.
Documents
Issuer
DNP SELECT INCOME FUND INC
CIK 0000806628
Entity typeother
Related Parties
1- filerCIK 0001050739
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 12:08 PM ET
- Size
- 12.5 KB