Insider · CIK 0001050739

LAMPTON NANCY

Reports to the SEC for 6 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001050739

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-05-24	DNPDNP SELECT INCOME FUND INCS Sale	Director	SSale	−12.198 sh	$10.47	−$127.709	8,832
2012-09-21	DNPDNP SELECT INCOME FUND INCX Exercise of In-Money	Director	XExercise of In-Money	+981 sh	$9.57	+$9,388.17	8,832
2012-09-21	DNPDNP SELECT INCOME FUND INCX Exercise of In-Money	Director	XExercise of In-Money	+7,625 sh	$9.57	+$73K	28,625
2012-09-21	DNPDNP SELECT INCOME FUND INC · Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−7,848 sh	—	—	0
2012-09-21	DNPDNP SELECT INCOME FUND INC · Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−61K sh	—	—	0
2012-03-12	CONSTELLATION ENERGY GROUP INCD Disposition to Issuer	Director	DDisposition to Issuer	−6,679 sh	—	—	0
2012-03-12	CONSTELLATION ENERGY GROUP INCD Disposition to Issuer	Director	DDisposition to Issuer	−7,500 sh	—	—	0
2012-03-12	CONSTELLATION ENERGY GROUP INCPhantom StockD Disposition to Issuer	Director	DDisposition to Issuer	−28.8K sh	—	—	0
2012-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+5,085.101 sh	$39.37	+$200K	28,625.594
2011-08-30	DPGDuff & Phelps Utility & Infrastructure Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$20.00	+$20K	1,000
2011-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+4,260 sh	$29.36	+$125K	22,922.786
2010-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+3,529.168 sh	$34.75	+$123K	18,163.357
2009-08-12	DNPDNP SELECT INCOME FUND INCP Purchase	Director	PPurchase	+1,120 sh	$8.86	+$9,917.6	7,851
2009-01-02	CONSTELLATION ENERGY GROUP INCP Purchase	Director	PPurchase	+200 sh	$25.22	+$5,044	6,679
2009-01-02	DNPDNP SELECT INCOME FUND INCP Purchase	Director	PPurchase	+800 sh	$6.22	+$4,976	6,731
2009-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+4,696.451 sh	$26.11	+$123K	14,056.705
2008-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+1,209.153 sh	$101.58	+$123K	9,043.55
2006-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+1,319.7 sh	$56.86	+$75K	5,984.503
2005-06-01	DTFDTF TAX-FREE INCOME 2028 TERM FUND INCP Purchase	Director	PPurchase	+1,000 sh	$15.80	+$15.8K	1,000
2005-06-01	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCP Purchase	Director	PPurchase	+1,000 sh	$14.32	+$14.3K	1,000
2005-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+1,725.507 sh	$43.44	+$75K	4,565.093
2004-01-01	CONSTELLATION ENERGY GROUP INCPhantom StockA Award	Director	AAward	+393.804 sh	$38.09	+$15K	2,762.948
2002-05-24	CONSTELLATION ENERGY GROUP INCA Award	Director	AAward	+1,140 sh	$508.00	+$579K	4
2002-02-06	CONSTELLATION ENERGY GROUP INCP Purchase	Director	PPurchase	+400 sh	$27.37	+$10.9K	3,944
2001-07-25	CONSTELLATION ENERGY GROUP INCP Purchase	Director	PPurchase	+3,000 sh	$29.25	+$87.8K	4,000
2000-11-14	CONSTELLATION ENERGY GROUP INCP Purchase	Director	PPurchase	+1,000 sh	$41.56	+$41.6K	1,000
1999-03-01	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+23.937 sh	$26.11	+$624.995	2,899.82
1999-02-01	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+22.868 sh	$27.33	+$625.005	2,875.883
1999-01-04	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+40.735 sh	$30.69	+$1,249.994	—
1998-11-02	BALTIMORE GAS & ELECTRIC COS Sale	Director	SSale	+19.612 sh	$31.87	+$624.995	2,770.511
1998-08-03	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+20.202 sh	$30.94	+$624.989	2,712.983
1998-08-03	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+20.202 sh	$30.94	+$624.989	2,712.983
1998-06-01	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+20.409 sh	$30.62	+$625.005	2,652.934
1998-05-01	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+39.815 sh	$31.39	+$1,249.992	2,632.525
1998-03-02	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+19.92 sh	$31.38	+$624.99	2,556.638
1998-02-02	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+39.667 sh	$31.51	+$1,249.987	2,536.718
1998-01-02	BALTIMORE GAS & ELECTRIC COP Purchase	Director	PPurchase	+38.682 sh	$32.31	+$1,250.009	—

Recent filings

Accepted (ET)
May 284
LAMPTON NANCY0001181431-13-030990
SEC(opens sec.gov)
Sep 254
LAMPTON NANCY0000902561-12-000037
SEC(opens sec.gov)
Mar 144
LAMPTON NANCY0001181431-12-017441
SEC(opens sec.gov)
Jan 44
LAMPTON NANCY0001181431-12-000927
SEC(opens sec.gov)
Aug 304
LAMPTON NANCY0000902561-11-000063
SEC(opens sec.gov)
Jan 44
LAMPTON NANCY0001181431-11-001452
SEC(opens sec.gov)
Mar 185
LAMPTON NANCY0000902561-10-000025
SEC(opens sec.gov)
Jan 54
LAMPTON NANCY0001181431-10-001328
SEC(opens sec.gov)
Jan 54
LAMPTON NANCY0001181431-09-001240
SEC(opens sec.gov)
Jan 54
DNP SELECT INCOME FUND INC0000902561-09-000002
SEC(opens sec.gov)
Jan 34
CONSTELLATION ENERGY GROUP INC0001181431-08-001119
SEC(opens sec.gov)
Jan 44
LAMPTON NANCY0001181431-06-001107
SEC(opens sec.gov)
Jun 34
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC0001287695-05-000431
SEC(opens sec.gov)
Jun 34
DTF TAX-FREE INCOME INC0000067590-05-000008
SEC(opens sec.gov)

Companies

Address

C/O DUFF & PHELPS INVESTMENT MANAGEMENT 200 S WACKER DR, SUITE 500

CHICAGO, IL, 60606