4//SEC Filing
PACIFIC MERCANTILE BANCORP 4
Accession 0000902664-15-004514
CIK 0001109546operating
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 8:20 PM ET
Size
16.0 KB
Accession
0000902664-15-004514
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2015-12-11$7.03/sh−118,727$834,117→ 1,199,455 total(indirect: See footnotes) - Sale
Common Stock
2015-12-10$7.05/sh−21,200$149,460→ 1,318,182 total(indirect: See footnotes) - Sale
Common Stock
2015-12-14$6.98/sh−99,595$695,482→ 1,099,860 total(indirect: See footnotes)
CLINTON GROUP INC
10% Owner
Transactions
- Sale
Common Stock
2015-12-11$7.03/sh−118,727$834,117→ 1,199,455 total(indirect: See footnotes) - Sale
Common Stock
2015-12-10$7.05/sh−21,200$149,460→ 1,318,182 total(indirect: See footnotes) - Sale
Common Stock
2015-12-14$6.98/sh−99,595$695,482→ 1,099,860 total(indirect: See footnotes)
Hall George E.
Other
Transactions
- Sale
Common Stock
2015-12-10$7.05/sh−21,200$149,460→ 1,318,182 total(indirect: See footnotes) - Sale
Common Stock
2015-12-14$6.98/sh−99,595$695,482→ 1,099,860 total(indirect: See footnotes) - Sale
Common Stock
2015-12-11$7.03/sh−118,727$834,117→ 1,199,455 total(indirect: See footnotes)
Transactions
- Sale
Common Stock
2015-12-10$7.05/sh−21,200$149,460→ 1,318,182 total(indirect: See footnotes) - Sale
Common Stock
2015-12-11$7.03/sh−118,727$834,117→ 1,199,455 total(indirect: See footnotes) - Sale
Common Stock
2015-12-14$6.98/sh−99,595$695,482→ 1,099,860 total(indirect: See footnotes)
Footnotes (5)
- [F1]Clinton Special Opportunities Master Fund Ltd. and Clinton Magnolia Master Fund Ltd. directly hold these securities. By virtue of serving as the investment manager of Clinton Special Opportunities Master Fund Ltd. and Clinton Magnolia Master Fund Ltd. (together, the "Funds"), Clinton Group, Inc., a Delaware corporation ("Clinton") has voting power and investment discretion with respect to the securities reported herein which are held by the Funds.
- [F2]Mr. George Hall serves as the Chief Executive Officer of Clinton. Mr. George E. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of Clinton.
- [F3]The Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any Reporting Person is the beneficial owners of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person's pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.01 to $7.06, inclusive. The Reporting Person undertakes to provide to Pacific Mercantile Bancorp, any security holder of Pacific Mercantile Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. The Reporting Person undertakes to provide to Pacific Mercantile Bancorp, any security holder of Pacific Mercantile Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Documents
Issuer
PACIFIC MERCANTILE BANCORP
CIK 0001109546
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001109546
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 8:20 PM ET
- Size
- 16.0 KB