Insider · CIK 0001566939

Hall George E.

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001566939

Forms 4 and 5

Insider transactions

45 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-31	GLAEGlassBridge Enterprises, Inc.P Purchase	See Explanation of Responses	PPurchase	+250 sh	—	—	7,578
2017-05-17	GLAEGlassBridge Enterprises, Inc.J Other	See Explanation of Responses	JOther	−28.7K sh	—	—	1,466,170
2017-03-29	GLAEGlassBridge Enterprises, Inc.P Purchase	See Explanation of Responses	PPurchase	+82K sh	$5.26	+$431K	1,494,894
2017-02-02	GLAEGlassBridge Enterprises, Inc.A Award	See Explanation of Responses	AAward	+12.5M sh	—	—	14,129,387
2016-12-02	GLAEGlassBridge Enterprises, Inc.P Purchase	See Explanation of Responses	PPurchase	+55K sh	$0.99	+$54.3K	1,629,387
2016-12-01	GLAEGlassBridge Enterprises, Inc.P Purchase	See Explanation of Responses	PPurchase	+34.8K sh	$0.99	+$34.4K	1,574,387
2016-11-29	GLAEGlassBridge Enterprises, Inc.P Purchase	See Explanation of Responses	PPurchase	+100K sh	$1.05	+$105K	1,539,566
2016-11-28	GLAEGlassBridge Enterprises, Inc.P Purchase	See Explanation of Responses	PPurchase	+11.7K sh	$0.79	+$9,282.858	1,439,566
2015-06-02	EveryWare Global, Inc.J Other	10% Owner	JOther	−600K sh	—	—	0
2015-06-02	EveryWare Global, Inc.J Other	10% Owner	JOther	−282K sh	—	—	2,635,745
2015-06-02	EveryWare Global, Inc.J Other	10% Owner	JOther	−2.64M sh	—	—	0
2015-06-02	EveryWare Global, Inc.J Other	10% Owner	JOther	−2.64M sh	—	—	0
2015-06-02	EveryWare Global, Inc.J Other	10% Owner	JOther	−600K sh	—	—	0
2015-06-02	EveryWare Global, Inc.WarrantsJ Other	10% Owner	JOther	−4.42M sh	—	—	0
2015-06-02	EveryWare Global, Inc.WarrantsJ Other	10% Owner	JOther	−300K sh	—	—	0
2015-06-02	EveryWare Global, Inc.WarrantsJ Other	10% Owner	JOther	−4.42M sh	—	—	0
2015-06-02	EveryWare Global, Inc.WarrantsJ Other	10% Owner	JOther	−300K sh	—	—	0
2015-06-02	EveryWare Global, Inc.J Other	10% Owner	JOther	−282K sh	—	—	2,635,745
2015-03-06	ROI Acquisition Corp. IIS Sale	Director, Chief Investment Officer, 10% Owner	SSale	−695K sh	$0.01	−$4,867.184	2,085,938
2013-09-20	ROI Acquisition Corp. IISponsor WarrantsA Award	Director, Chief Investment Officer, 10% Owner	AAward	+8M sh	$0.50	+$4M	8,000,000
2013-09-20	ROI Acquisition Corp. IISponsor WarrantsP Purchase	Director, Chief Investment Officer, 10% Owner	PPurchase	+8M sh	$0.50	+$4M	8,000,000
2013-09-20	ROI Acquisition Corp. IISponsor WarrantsS Sale	Director, Chief Investment Officer, 10% Owner	SSale	−8M sh	$0.50	−$4M	0
2013-09-18	ROI Acquisition Corp. IIJ Other	Director, Chief Investment Officer, 10% Owner	JOther	−469K sh	—	—	2,781,250
2013-08-22	ROI Acquisition Corp. IIS Sale	Director, Chief Investment Officer, 10% Owner	SSale	−344K sh	$0.01	−$2,406.25	3,250,000
2013-06-28	ROI Acquisition Corp. IIA Award	Director, Chief Investment Officer, 10% Owner	AAward	+3.59M sh	$0.01	+$25.2K	3,593,750
2013-05-22	EveryWare Global, Inc.P Purchase	10% Owner	PPurchase	+5,000 sh	$10.25	+$51.3K	2,918,000
2013-05-21	EveryWare Global, Inc.Warrants to Puchase Common StockA Award	10% Owner	AAward	+150K sh	—	—	150,000
2013-05-21	EveryWare Global, Inc.Warrants to Purchase Common StockA Award	10% Owner	AAward	+4.42M sh	—	—	4,423,831
2013-05-21	EveryWare Global, Inc.Warrants to Puchase Common StockA Award	10% Owner	AAward	+300K sh	—	—	300,000
2013-05-21	EveryWare Global, Inc.A Award	10% Owner	AAward	+1.05M sh	$10.00	+$10.5M	2,913,000
2013-05-21	EveryWare Global, Inc.A Award	10% Owner	AAward	+600K sh	$10.00	+$6M	600,000
2013-05-21	EveryWare Global, Inc.Warrants to Purchase Common StockJ Other	10% Owner	JOther	−300K sh	—	—	4,423,851
2013-05-21	EveryWare Global, Inc.Warrants to Purchase Common StockJ Other	10% Owner	JOther	+300K sh	—	—	300,000
2013-05-21	EveryWare Global, Inc.Warrants to Purchase Common StockD Disposition to Issuer	10% Owner	DDisposition to Issuer	−4.42M sh	—	—	0
2013-05-21	EveryWare Global, Inc.Warrants to Purchase Common StockA Award	10% Owner	AAward	+2.21M sh	—	—	2,211,925
2013-05-21	EveryWare Global, Inc.Warrants to Purchase Common StockD Disposition to Issuer	10% Owner	DDisposition to Issuer	−300K sh	—	—	0
2013-04-30	EveryWare Global, Inc.Warrants to Purchase Common StockP Purchase	10% Owner	PPurchase	+50K sh	$1.10	+$55K	557,184
2013-04-04	EveryWare Global, Inc.Warrants to Purchase Common StockA Award	10% Owner	AAward	+7,184 sh	$0.80	+$5,747.2	507,184
2013-04-01	EveryWare Global, Inc.S Sale	10% Owner	SSale	−12K sh	$0.01	−$138	1,863,000
2012-07-26	EveryWare Global, Inc.Sponsor WarrantsJ Other	10% Owner	JOther	+4.17M sh	$0.73	+$3.06M	4,166,667
2012-07-26	EveryWare Global, Inc.J Other	10% Owner	JOther	−1.88M sh	$0.01	−$22.5K	1,875,000
2012-07-26	EveryWare Global, Inc.Warrants to Purchase Common StockJ Other	10% Owner	JOther	+500K sh	$0.73	+$367K	500,000
2012-04-20	EveryWare Global, Inc.Warrants to Purchase Common StockA Award	10% Owner	AAward	+500K sh	$0.60	+$300K	500,000
2012-04-09	EveryWare Global, Inc.J Other	10% Owner	JOther	−281K sh	—	—	1,875,000
2012-02-29	EveryWare Global, Inc.Sponsor WarrantsA Award	10% Owner	AAward	+4.17M sh	$0.75	+$3.13M	4,166,667

Recent filings

Accepted (ET)
Jan 54
GEH Capital Inc.0000921895-21-000034
SEC(opens sec.gov)
May 194
GlassBridge Enterprises, Inc.0000902664-17-002441
SEC(opens sec.gov)
Mar 304
GlassBridge Enterprises, Inc.0000902664-17-001815
SEC(opens sec.gov)
Feb 64
IMATION CORP0000902664-17-000786
SEC(opens sec.gov)
Dec 54
IMATION CORP0000902664-16-008990
SEC(opens sec.gov)
Nov 304
IMATION CORP0000902664-16-008931
SEC(opens sec.gov)
Jun 94/A
EveryWare Global, Inc.0000914760-15-000220
SEC(opens sec.gov)
Jun 44
EveryWare Global, Inc.0000914760-15-000215
SEC(opens sec.gov)
Mar 94
ROI Acquisition Corp. II0000914760-15-000097
SEC(opens sec.gov)
Sep 244
ROI Acquisition Corp. II0001179110-13-014537
SEC(opens sec.gov)

Companies

Address

C/O CLINTON GROUP INC, 601 LEXINGTON AVE 51ST FLOOR

NEW YORK, NY, 10022