4//SEC Filing
IMATION CORP 4
Accession 0000902664-16-007374
$GLAECIK 0001014111operating
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 5:56 PM ET
Size
19.2 KB
Accession
0000902664-16-007374
Insider Transaction Report
Form 4
IMATION CORPIMN
CLINTON GROUP INC
DirectorOther
Transactions
- Purchase
Common Stock
2016-06-13$1.71/sh+20,446$35,004→ 447,762 total(indirect: See footnotes) - Purchase
Common Stock
2016-06-14$1.73/sh+17,534$30,246→ 465,296 total(indirect: See footnotes)
Holdings
- 962,564(indirect: See footnotes)
Common Stock
GEH Capital Inc.
DirectorOther
Transactions
- Purchase
Common Stock
2016-06-13$1.71/sh+20,446$35,004→ 447,762 total(indirect: See footnotes) - Purchase
Common Stock
2016-06-14$1.73/sh+17,534$30,246→ 465,296 total(indirect: See footnotes)
Holdings
- 962,564(indirect: See footnotes)
Common Stock
Clinton Magnolia Master Fund, Ltd.
DirectorOther
Transactions
- Purchase
Common Stock
2016-06-13$1.71/sh+20,446$35,004→ 447,762 total(indirect: See footnotes) - Purchase
Common Stock
2016-06-14$1.73/sh+17,534$30,246→ 465,296 total(indirect: See footnotes)
Holdings
- 962,564(indirect: See footnotes)
Common Stock
Clinton Relational Opportunity LLC
DirectorOther
Transactions
- Purchase
Common Stock
2016-06-13$1.71/sh+20,446$35,004→ 447,762 total(indirect: See footnotes) - Purchase
Common Stock
2016-06-14$1.73/sh+17,534$30,246→ 465,296 total(indirect: See footnotes)
Holdings
- 962,564(indirect: See footnotes)
Common Stock
Hall George E.
DirectorOther
Transactions
- Purchase
Common Stock
2016-06-14$1.73/sh+17,534$30,246→ 465,296 total(indirect: See footnotes) - Purchase
Common Stock
2016-06-13$1.71/sh+20,446$35,004→ 447,762 total(indirect: See footnotes)
Holdings
- 962,564(indirect: See footnotes)
Common Stock
Clinton Relational Opportunity Master Fund, L.P.
DirectorOther
Transactions
- Purchase
Common Stock
2016-06-13$1.71/sh+20,446$35,004→ 447,762 total(indirect: See footnotes) - Purchase
Common Stock
2016-06-14$1.73/sh+17,534$30,246→ 465,296 total(indirect: See footnotes)
Holdings
- 962,564(indirect: See footnotes)
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.675 to $1.73, inclusive. The Reporting Persons undertake to provide to Imation Corp., any security holder of Imation Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- [F2]The securities reported on this line may be deemed to be indirectly beneficially owned by Clinton Group, Inc. ("CGI"), which securities are directly held by Clinton Relational Opportunity Master Fund, L.P. ("CREL"), Clinton Magnolia Master Fund, Ltd. ("CMMF"). CGI is deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CMMF and its ownership of Clinton Relational Opportunity, LLC, which serves as the investment manager of CREL. Mr. George E. Hall ("Mr. Hall") serves as the Chief Executive Officer of CGI. Mr. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of CGI.
- [F3]For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person's pecuniary interest therein. Mr. Joseph A. DePerio ("Mr. DePerio") is an employee of CGI and serves as a member of the board of directors of the Issuer. Mr. DePerio submits his Section 16 filings independent of CGI. CGI disclaims beneficial ownership of any and all securities beneficially owned by Mr. DePerio.
- [F4]The securities reported on this line may be deemed to be indirectly beneficially owned by Mr. Hall, which securities are directly held by GEH Capital, Inc. ("GEHC"). Mr. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his indirect ownership of GEHC.
- [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.74, inclusive. The Reporting Persons undertake to provide to Imation Corp., any security holder of Imation Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
Documents
Issuer
IMATION CORP
CIK 0001014111
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001014111
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 5:56 PM ET
- Size
- 19.2 KB