4//SEC Filing
Matrix Capital Management Company, LP 4
Accession 0000902664-21-004738
CIK 0001501796other
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 4:44 PM ET
Size
11.9 KB
Accession
0000902664-21-004738
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2021-11-02$14.00/sh+1,785,000$24,990,000→ 4,112,870 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2021-11-02−2,327,870→ 0 total(indirect: See footnotes)→ Common Stock (2,327,870 underlying) - Conversion
Common Stock, par value $0.00001 per share ("Common Stock")
2021-11-02+2,327,870→ 2,327,870 total(indirect: See footnotes)
GOEL DAVID E.
10% Owner
Transactions
- Conversion
Series E Convertible Preferred Stock
2021-11-02−2,327,870→ 0 total(indirect: See footnotes)→ Common Stock (2,327,870 underlying) - Conversion
Common Stock, par value $0.00001 per share ("Common Stock")
2021-11-02+2,327,870→ 2,327,870 total(indirect: See footnotes) - Purchase
Common Stock
2021-11-02$14.00/sh+1,785,000$24,990,000→ 4,112,870 total(indirect: See footnotes)
Footnotes (3)
- [F1]The Series E Convertible Preferred Stock was convertible at any time, at the holder's election on a 1-for-1 basis, and did not have an expiration date. The shares of Series E Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
- [F2]The securities reported herein are held by Matrix Capital Management Master Fund, LP (the "Matrix Fund"). Matrix Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the Matrix Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the Managing General Partner of the Investment Manager.
- [F3]The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Aura Biosciences, Inc.
CIK 0001501796
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001410830
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 8:00 PM ET
- Accepted
- Nov 4, 4:44 PM ET
- Size
- 11.9 KB