4//SEC Filing
AMERIPRISE FINANCIAL INC 4
Accession 0000903423-05-000779
$AMPCIK 0000820027operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 8:48 PM ET
Size
14.0 KB
Accession
0000903423-05-000779
Insider Transaction Report
Form 4
Schwarzmann Mark Edward
Pres - Ins, Ann, Prdct Dist
Transactions
- Award
Employee Stock Option (Right To Buy)
2005-10-03+119,954→ 119,954 totalExercise: $35.03Exp: 2015-10-02→ Common Stock (119,954 underlying) - Award
Common Stock
2005-10-03+9,277→ 9,277 total - Award
Employee Stock Option (Right To Buy)
2005-09-30+24,067→ 24,067 totalExercise: $32.71Exp: 2014-04-01→ Common Stock (24,067 underlying) - Award
Employee Stock Option (Right To Buy)
2005-09-30+40,112→ 40,112 totalExercise: $32.59Exp: 2015-01-23→ Common Stock (40,112 underlying)
Holdings
- 4(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in four equal installments on October 3, 2006, 2007, 2008 and 2009.
- [F2]Estimate of the number of shares held in reporting person's account in the Ameriprise Financial Stock Fund under the American Express Company Incentive Savings Plan as a result of the distribution with respect to such reporting person's holdings in the American Express Company pooled stock fund as of September 19, 2005. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the unit price of the Ameriprise Financial Stock Fund.
- [F3]Employee stock option granted under Ameriprise Financial 2005 Incentive Compensation Plan in substitution of employee stock option originally granted to the reporting person under the American Express Company 1998 Incentive Compensation Plan, adjusted to reflect the distribution of Ameriprise Financial, Inc. on September 30, 2005.
- [F4]The reported employee stock option will become exercisable on the same schedule as the American Express Company stock option it replaced; in three equal installments April 2, 2006, 2007 and 2008.
- [F5]The reported employee stock option will become exercisable on the same schedule as the American Express Company stock option it replaced; in four equal installments on January 24, 2006, 2007, 2008 and 2009.
- [F6]The reported employee stock options, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will become exercisable in four equal installments on October 3, 2006, 2007, 2008 and 2009.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820027
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 8:48 PM ET
- Size
- 14.0 KB