NORTEL NETWORKS CORP 4

Accession 0000903423-07-000318

CIK 0000072911operating

View on SEC.gov Company Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:42 PM ET

Size

28.6 KB

Accession

0000903423-07-000318

Insider Transaction Report

Form 4

Period: 2007-03-21

NORTEL NETWORKS CORPNT

Lowe Richard Stephen

(1) See Remarks

Transactions

Award
3/21/2007 Grant of Options
2007-03-21+38,400→ 38,400 total
Exercise: $25.82Exp: 2017-03-20→ Common Shares (38,400 underlying)
Award
Common Shares
2007-03-21+19,200→ 19,200 total

Holdings

01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-09-27→ Common Shares (4,000 underlying)
4,000
Common Shares
17,500
6/14/2006 Grant of Options
Exercise: $21.20Exp: 2016-06-13→ Common Shares (25,000 underlying)
25,000
07/31/98 Grant of Options
Exercise: $146.10Exp: 2008-07-30→ Common Shares (1,600 underlying)
1,600
01/29/02 Grant of Options
Exercise: $71.60Exp: 2009-11-29→ Common Shares (2,666 underlying)
2,666
Investment Fund Units
→ Common Shares (792.313 underlying)
26,907.643
Common Shares
16,888
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-06-28→ Common Shares (1,333 underlying)
1,333
09/07/2005 Grant of Options
Exercise: $31.80Exp: 2015-09-06→ Common Shares (75,000 underlying)
75,000
Common Shares
26,258
10/29/98 Grant of Options
Exercise: $101.48Exp: 2008-10-28→ Common Shares (3,200 underlying)
3,200
01/28/99 Grant of Options
Exercise: $155.33Exp: 2009-01-27→ Common Shares (1,600 underlying)
1,600
01/29/98 Grant of Options
Exercise: $112.90Exp: 2008-01-28→ Common Shares (2,800 underlying)
2,800
02/28/02 Grant of Options
Exercise: $51.50Exp: 2012-02-27→ Common Shares (15,000 underlying)
15,000

Footnotes (11)

[F1]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding.
[F10]The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan. The number of outstanding options, underlying shares and the excercise price have been adjusted to reflect the 1-for-10 share consolidation effective December 1, 2006.
[F11]The number of outstanding options, underlying shares and the excercise price have been adjusted to reflect the 1-for-10 share consolidation effective December 1, 2006.
[F2]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding. Reflects the 1-for-10 share consolidation effective December 1, 2006.
[F3]Reflects the 1-for-10 share consolidation effective December 1, 2006.
[F4]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 30,000 restricted stock units that vest in three equal annual installments beginning on September 28, 2006 and are settled in Nortel Networks Corporation common shares upon vesting. Reflects the 1-for-10 share consolidation effective December 1, 2006.
[F5]The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan.
[F6]The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant.
[F7]26,907.643 company stock fund units are held in the participant's account as a result of the participant's contributions, vested company contributions and/or investment earnings thereon invested in the company stock fund (the "Stock Fund") pursuant to the Nortel Networks Long-Term Investment Plan (the "U.S. Investment Plan"), as of March 21, 2007. The Stock Fund invests primarily in common shares of Nortel Networks Corporation ("NNC"). As at March 21, 2007, the participant's company stock fund units represent approximately 792.313 NNC common shares. The U.S. Investment Plan is administered as a unitized fund by Hewitt Associates LLC and the number of shares represented by each unit fluctuates on a daily basis.
[F8]The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated (the "1986 Stock Option Plan"). The number of outstanding options, underlying shares and the excercise price have been adjusted to reflect the 1-for-10 share consolidation effective December 1, 2006.
[F9]The reported options are currently vested.

Documents

1 file

4
lowe-f4_0321ex.xmlPrimary

Issuer

NORTEL NETWORKS CORP

CIK 0000072911

→

Entity typeoperating

Related Parties

filerCIK 0000072911

Filing Metadata

Form type: 4
Filed: Mar 21, 8:00 PM ET
Accepted: Mar 22, 5:42 PM ET
Size: 28.6 KB

View on SEC.gov