4//SEC Filing
Slattery Stephen Francis 4
Accession 0000903423-07-000603
CIK 0000072911other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 3:59 PM ET
Size
31.0 KB
Accession
0000903423-07-000603
Insider Transaction Report
Form 4
Slattery Stephen Francis
See Remarks (1)
Transactions
- Sale
Common Shares
2007-06-15$25.50/sh−1,539$39,245→ 15,961 total
Holdings
- 9,532
Common Shares
- 26,258
Common Shares
- 8,876.392
Investment Fund Units
→ Common Shares (261.497 underlying) - 1,666
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-09-27→ Common Shares (1,666 underlying) - 38,400
03/21/2007 Grant of Options
Exercise: $25.82Exp: 2017-03-20→ Common Shares (38,400 underlying) - 19,200
Common Shares
- 720
01/29/98 Grant of Options
Exercise: $112.90Exp: 2008-01-28→ Common Shares (720 underlying) - 1,066
10/29/98 Grant of Options
Exercise: $101.48Exp: 2008-10-28→ Common Shares (1,066 underlying) - 25,000
06/14/2006 Grant of Options
Exercise: $21.20Exp: 2016-06-13→ Common Shares (25,000 underlying) - 1,866
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-01-26→ Common Shares (1,866 underlying) - 20,000
02/28/02 Grant of Options
Exercise: $51.50Exp: 2012-02-27→ Common Shares (20,000 underlying) - 2,000
01/29/02 Grant of Options
Exercise: $71.60Exp: 2011-01-24→ Common Shares (2,000 underlying) - 75,000
09/07/2005 Grant of Options
Exercise: $31.80Exp: 2015-09-06→ Common Shares (75,000 underlying)
Footnotes (10)
- [F1]Mandatory and automatic open market sale of common shares to pay applicable withholding taxes upon the vesting of restricted stock units.
- [F10]The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan.
- [F2]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 17,500 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation common shares upon vesting.
- [F3]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 30,000 restricted stock units that vest in three equal annual installments beginning on September 28, 2006 and are settled in Nortel Networks Corporation common shares upon vesting.
- [F4]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding.
- [F5]The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan.
- [F6]The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant.
- [F7]8,876.392 company stock fund units are held in the participant's account as a result of the participant's contributions, vested company contributions and/or investment earnings thereon invested in the company stock fund (the "Stock Fund") pursuant to the Nortel Networks Long-Term Investment Plan (the "U.S. Investment Plan"), as of June 15, 2007. The Stock Fund invests primarily in common shares of Nortel Networks Corporation ("NNC"). As at June 15, 2007, the participant's company stock fund units represent approximately 261.4973 NNC common shares. The U.S. Investment Plan is administered as a unitized fund by Hewitt Associates LLC and the number of shares represented by each unit fluctuates on a daily basis.
- [F8]The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated (the "1986 Stock Option Plan").
- [F9]The reported options are currently vested.
Documents
Issuer
NORTEL NETWORKS CORP
CIK 0000072911
Entity typeother
Related Parties
1- filerCIK 0001304196
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 3:59 PM ET
- Size
- 31.0 KB