4//SEC Filing
WELSH PATRICK J 4
Accession 0000904454-09-000672
CIK 0000709878other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 3:57 PM ET
Size
17.1 KB
Accession
0000904454-09-000672
Insider Transaction Report
Form 4
ANDERSON BRUCE K
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
RATHER JONATHAN M
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
WELSH PATRICK J
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
CARSON RUSSELL L
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
MINICUCCI ROBERT A
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
DENICOLA ANTHONY J
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
QUAELLY PAUL B
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
WELSH CARSON ANDERSON & STOWE IX LP
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
MCINERNEY THOMAS E
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
Footnotes (3)
- [F1]The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- [F2]Each Reporting Owner listed below also indirectly beneficially owns 6,999,200 shares of Common Stock held by Welsh, Carson, Anderson & Stowe X, L.P. Such individuals are managing members of the sole general partner of Welsh, Carson, Anderson & Stowe X, L.P.
- [F3]Each Reporting Owner listed below also directly beneficially owns the following numbers of shares of Common Stock: Patrick J. Welsh - 110,084; Russell L. Carson - 85,358; Bruce K. Anderson - 110,084; Thomas E. McInerney - 110,042; Robert A. Minicucci - 110,192; Anthony J. deNicola - 33,325 (also indirectly beneficially owns 4,482 shares held by deNicola Holdings, L.P., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein); Jonathan M. Rather - 16,863 (also indirectly beneficially owns 2,404 shares held by WCAS Management Corporation, of which he is the controlling shareholder, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein); Sanjay Swani - 2,711; D. Scott Mackesy - 2,121; John D. Clark - 2,121; John Almeida, Jr. - 12,981; Sean M. Traynor - 12,981 (Mr. Traynor is also a Director of the Issuer); and Eric J. Lee - 321.
Documents
Issuer
UNIVERSAL AMERICAN CORP.
CIK 0000709878
Entity typeother
Related Parties
1- filerCIK 0001212985
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 3:57 PM ET
- Size
- 17.1 KB