4//SEC Filing
ALMEIDA JOHN 4
Accession 0000904454-09-000674
CIK 0000709878other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:05 PM ET
Size
14.5 KB
Accession
0000904454-09-000674
Insider Transaction Report
Form 4
CLARK JOHN D
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
WELSH CARSON ANDERSON & STOWE IX LP
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
SWANI SANJAY
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
MACKESY D SCOTT
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
ALMEIDA JOHN
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
TRAYNOR SEAN
Director10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
Lee Eric J.
10% Owner
Transactions
- Sale
Common Stock
2009-11-10$9.75/sh−1,711,740$16,689,465→ 0 total
Footnotes (3)
- [F1]The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- [F2]Each Reporting Owner listed below also indirectly beneficially owns 6,999,200 shares of Common Stock held by Welsh, Carson, Anderson & Stowe X, L.P. Such individuals are managing members of the sole general partner of Welsh, Carson, Anderson & Stowe X, L.P.
- [F3]Each Reporting Owner listed below also directly beneficially owns the following numbers of shares of Common Stock: Patrick J. Welsh - 110,084; Russell L. Carson - 85,358; Bruce K. Anderson - 110,084; Thomas E. McInerney - 110,042; Robert A. Minicucci - 110,192; Anthony J. deNicola - 33,325 (also indirectly beneficially owns 4,482 shares held by deNicola Holdings, L.P., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein); Jonathan M. Rather - 16,863 (also indirectly beneficially owns 2,404 shares held by WCAS Management Corporation, of which he is the controlling shareholder, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein); Sanjay Swani - 2,711; D. Scott Mackesy - 2,121; John D. Clark - 2,121; John Almeida, Jr. - 12,981; Sean M. Traynor - 12,981 (Mr. Traynor is also a Director of the Issuer); and Eric J. Lee - 321.
Documents
Issuer
UNIVERSAL AMERICAN CORP.
CIK 0000709878
Entity typeother
Related Parties
1- filerCIK 0001265976
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:05 PM ET
- Size
- 14.5 KB