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4//SEC Filing

Norcraft Companies, Inc. 4

Accession 0000904454-15-000298

CIK 0001582616operating

Filed

May 12, 8:00 PM ET

Accepted

May 13, 11:26 AM ET

Size

7.7 KB

Accession

0000904454-15-000298

Insider Transaction Report

Form 4
Period: 2015-05-12
Swedeen John
President, Starmark
Transactions
  • Disposition from Tender

    Common Stock

    2015-05-12$25.50/sh84,111$2,144,8310 total
  • Disposition from Tender

    Non-Statutory Stock Option (Right to Buy)

    2015-05-1291,3240 total
    Exercise: $16.00Common Stock (91,324 underlying)
Footnotes (3)
  • [F1]These shares were exchanged for Common Stock from units of Norcraft Companies LLC, on a one-to-one basis, pursuant to an exchange agreement between the holders of units of Norcraft Companies LLC and the Issuer.
  • [F2]41,244 of such shares are held in the Reporting Person's IRA account.
  • [F3]In connection with the terms of the tender offer by Tahiti Acquisition Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Fortune Brands Home & Security, Inc., a Delaware corporation, to purchase all of the outstanding Common Stock of the Issuer, at a price of $25.50 per share, the vesting of all outstanding stock options was accelerated and the options were canceled in exchange for the right to a cash payment equal to the product of (x) the total number of shares subject to the option multiplied by (y) the excess, if any, of $25.50 over the exercise price of the option.

Issuer

Norcraft Companies, Inc.

CIK 0001582616

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001582616

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 11:26 AM ET
Size
7.7 KB