Norcraft Companies, Inc. 4
4 · Norcraft Companies, Inc. · Filed May 13, 2015
Insider Transaction Report
Form 4
Trimaran Investments II, L.L.C.
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-05-12$25.50/sh−3,318,313$84,616,982→ 0 total(indirect: See footnote)
Footnotes (2)
- [F1]1,165,495 shares held by Trimaran Fund II, L.L.C., 490,705 shares held by Trimaran Parallel Fund II, L.P., 75,253 shares held by Trimaran Capital, L.L.C., 758,911 shares held by CIBC Employee Private Equity Fund (Trimaran) Partners and 827,949 shares held by BTO Trimaran, L.P. (The shares held by BTO Trimaran, L.P. were transferred to BTO Trimaran, L.P. from CIBC Capital Corp.)
- [F2]Trimaran Investments II, L.L.C. ("Trimaran II") has sole power to dispose of the shares of Common Stock held by Trimaran Fund II, L.L.C. ("Trimaran Fund"), Trimaran Capital, L.L.C. ("Trimaran Capital"), Trimaran Parallel Fund II, L.P. ("Trimaran Parallel"), CIBC Employee Private Equity Fund (Trimaran) Partners ("CIBC EPEF") and BTO Trimaran, L.P. ("BTO Trimaran," and together with Trimaran Fund, Trimaran Capital, Trimaran Parallel and CIBC EPEF, the "Trimaran Entities"). Trimaran Fund Management, L.L.C. ("TFM") has sole power to vote the shares of Common Stock held by the Trimaran Entities. Jay R. Bloom and Dean C. Kehler are the managing members of each of Trimaran II and TFM. By virtue of these relationships, Trimaran II, TFM and Messrs. Bloom and Kehler may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by the Trimaran Entities. (Footnote 2 continued below.)