KLEMT CHRISTIAN 4

4 · uniQure N.V. · Filed Mar 6, 2026

AI-generated summary of this filing

Updated Mar 6, 2026

uniQure (QURE) CFO Christian Klemt Sells Shares, Receives RSUs/Options

What Happened

Christian Klemt, CFO of uniQure N.V. (QURE), had three reported transactions on March 4, 2026: a sale of 12,000 shares and two awards totaling 103,500 equity units. The sale was 12,000 shares at a weighted-average price of $9.06 for proceeds of about $108,720; the price range reported was $9.00–$9.22. He was also granted 39,600 restricted share units (RSUs) and 63,900 derivative awards (stock option-type award), each reported at $0.00 (awards, not purchases). The sale was not a discretionary open‑market trade — it was executed to cover withholding taxes upon RSU vesting.

Key Details

Transaction date: March 4, 2026; Form 4 filed March 6, 2026 (timely within required reporting window).
Sale: 12,000 shares sold, weighted-average price $9.06 (range $9.00–$9.22); proceeds ≈ $108,720. Footnote confirms sales were to cover estimated withholding taxes (automatic sale).
Awards: 39,600 RSUs (each converts to one ordinary share upon vesting) and 63,900 derivative award (stock option-type award) granted at $0.00.
Vesting notes: RSUs vest in three equal annual installments (1/3 each) beginning one year after grant. The stock option award vests 25% after one year then 6.25% quarterly until fully vested.
Shares owned after the transactions: not specified in the provided filing.
Footnotes: F1 = RSU terms; F2 = sale for tax withholding (not discretionary); F3 = weighted-average sale price reporting; F4 = option vesting schedule.

Context

The sale was a non-discretionary, automatic sale to cover taxes on vested RSUs (routine, labeled tax-withholding). That type of sale generally reflects vesting-related mechanics rather than a deliberate investment decision.
The awards are equity compensation that vest over time; they are not immediate cash purchases and do not necessarily signal near‑term buying or selling intent.

Form 4

Period: 2026-03-04

Chief Financial Officer

Transactions

Award
Ordinary Shares
[F1]
2026-03-04+39,600→ 238,581 total
Sale
Ordinary Shares
[F2][F3]
2026-03-04$9.06/sh−12,000$108,720→ 226,581 total
Award
Stock Option (Right to Buy)
[F4]
2026-03-04+63,900→ 63,900 total
Exercise: $9.04Exp: 2036-03-04→ Ordinary Shares (63,900 underlying)

Footnotes (4)

[F1]Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.
[F2]The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.
[F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.22. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
[F4]The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.

Signature

/s/ Christian Klemt|2026-03-06

1 file