KLEMT CHRISTIAN 4

What Happened

• Christian Klemt, CFO of uniQure N.V. (QURE), had three reported transactions on March 4, 2026: a sale of 12,000 shares and two awards totaling 103,500 equity units. The sale was 12,000 shares at a weighted-average price of $9.06 for proceeds of about $108,720; the price range reported was $9.00–$9.22. He was also granted 39,600 restricted share units (RSUs) and 63,900 derivative awards (stock option-type award), each reported at $0.00 (awards, not purchases). The sale was not a discretionary open‑market trade — it was executed to cover withholding taxes upon RSU vesting.

Key Details

• Transaction date: March 4, 2026; Form 4 filed March 6, 2026 (timely within required reporting window).
• Sale: 12,000 shares sold, weighted-average price $9.06 (range $9.00–$9.22); proceeds ≈ $108,720. Footnote confirms sales were to cover estimated withholding taxes (automatic sale).
• Awards: 39,600 RSUs (each converts to one ordinary share upon vesting) and 63,900 derivative award (stock option-type award) granted at $0.00.
• Vesting notes: RSUs vest in three equal annual installments (1/3 each) beginning one year after grant. The stock option award vests 25% after one year then 6.25% quarterly until fully vested.
• Shares owned after the transactions: not specified in the provided filing.
• Footnotes: F1 = RSU terms; F2 = sale for tax withholding (not discretionary); F3 = weighted-average sale price reporting; F4 = option vesting schedule.

Context

• The sale was a non-discretionary, automatic sale to cover taxes on vested RSUs (routine, labeled tax-withholding). That type of sale generally reflects vesting-related mechanics rather than a deliberate investment decision.
• The awards are equity compensation that vest over time; they are not immediate cash purchases and do not necessarily signal near‑term buying or selling intent.