KBW, INC. 4
4 · KBW, INC. · Filed Feb 6, 2007
Insider Transaction Report
Form 4
KBW, INC.KBW
Roth Peter
CEO of KBW Asset Mgmt, Ltd.
Transactions
- Award
Common Stock, par value $0.01 per share
2007-02-01$29.86/sh+5,526$165,006→ 244,955 total
Footnotes (1)
- [F1]Restricted Stock Award. These restricted stock awards will vest one-third on February 1, 2008; one-third on February 1, 2009; and the remaining one-third on February 1, 2010. Vesting would accelerate on a change in control, death or permanent disability. Any unvested shares would be forfeited upon certain termination events, including voluntary termination and termination with or without "cause" (as defined in the relevant award agreement) but excluding retirement, subject to satisfaction of certain conditions precedent.